News list for " through the news agency"

According to sources familiar with the matter, the SEC requires its staff to obtain high-level approval before launching an investigation following a leadership change

On February 5, according to Reuters, two people familiar with the matter said that the SEC currently requires its lawyers to obtain high-level approval before officially launching an investigation. The new requirements stipulate that law enforcement officers must obtain permission from politically appointed commissioners to issue subpoenas, request documents and compel testimony. Previously, staff members had the power to independently launch formal investigations, while SEC commissioners oversa...

clock
2025-02-05 06:56:34
Disclaimer:
1. The information provided does not constitute investment advice. Investors should make independent decisions and bear all risks themselves.
2. The copyright of this content belongs to the original author. The views expressed herein are solely those of the author and do not represent the stance or position of this website.